BSA/AML Daily Monitoring
BSA/AML stands for Bank Secrecy Act and Anti-Money Laundering - two laws that require your bank to detect and report sus...
3 steps
2 fields
Banking KYC
Banking compliance workflow for Tallyfy
Get customer due diligence right from account opening
CIP deficiencies create compliance headaches that are far harder to fix later. This workflow guides new account staff through ID verification, OFAC screening, and risk assessment so every account opening satisfies regulatory requirements upfront.
3 steps
3 fields
Run this workflow in Tallyfy with people, AI, and conditions
| Status | Step | Assignee | Deadline |
|---|---|---|---|
| Status: Completed | 1. Collect and verify identification | TM Team member | |
| Status: Active | 2. Verify SSN/TIN and run OFAC check why this works | Claude AI agent | |
| Status: Waiting | 3. Assess customer risk and complete account opening | TM Team member |
Tallyfy is the accountability layer that lets this template mix people, AI agents, and conditions in one auditable flow
Process steps
1
Collect and verify identification
1 hours from previous step
Ask the customer for a government-issued photo ID and record the ID type, number, issuing authority, and expiration date. Check that the photo matches the person in front of you. For business accounts, you'll also need to collect business formation documents and beneficial ownership information as required by 31 CFR 1010.230.
Form fields in this step
ID Type *
ID Verified *
Beneficial Ownership Collected (Business)
2
Verify SSN/TIN and run OFAC check
1 hours from previous step
Collect and verify the customer's Social Security Number (for individuals) or Tax ID Number (for businesses). Run the customer through OFAC sanctions screening before you proceed. Don't open accounts for anyone who appears on the SDN list. If you get a potential match, document it and explain how you resolved it.
Form fields in this step
SSN/TIN Verified *
OFAC Screening Result *
3
Assess customer risk and complete account opening
1 hours from previous step
Use what you've gathered to assign the customer an initial risk rating. Look at their occupation, expected account activity, geographic factors, and any red flags that came up. If they're rated high-risk, you'll need to conduct enhanced due diligence before moving forward. Once that's done, wrap up by completing all account opening documentation.
Form fields in this step
Risk Rating Assigned *
Account Opened Successfully *
New Account Number
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Why Tallyfy is the AI control layer
Phase 1
Set up
Define the recipeLay out your steps, deadlines, and who does each: a person, AI, or a rule.
Phase 2
Run
People + AI togetherLaunch in one click. AI does the routine steps; people approve. No glue code.
Phase 3
Track and improve
Audit and learnWatch every step live, then refine - a gradual shift, never a total redo.
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